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Maine Department of Professional and Financial Regulation
35 State House Station
Augusta, ME 04333-0035

Phone: (207) 624-8525
Fax: (207) 624-8595

On this page: Department of Professional & Financial Regulation | Bureau of Financial Institutions | Bureau of Insurance | Consumer Credit Protection | Office of Professional and Occupational Registration | Office of Securities

Professional & Financial Regulation

Date

Description

December 16, 2011 State Employees Pledge Nearly $300,000 for Charities in Annual Campaign Chaired by DPFR Commissioner Anne Head
December 9, 2011 State Employee Charitable Giving Reaches $250,000
November 23, 2011 Department Urges Shoppers to ‘Review the Fine Print’ and Protect Their Credit This Shopping Season
November 10, 2011 Governor, Legislature and Department Reduce Occupational Regulations and Implement Licensure Improvements
August 11, 2011 Department of Professional and Financial Regulation Issues Alert to Cosmetology and Barber Shop Operators
December 2, 2010 State Employees Begin Charity Fundraising Countdown
September 16, 2010 Maine State Employees Combined Charitable Appeal Begins Fourth Decade of Giving
June 10, 2010 Governor, Department Officials and Senior Advocates Highlight Elder Abuse and Announce June 15th as Elder Abuse Awareness Day
March 25, 2010 Commissioner Anne Head Announces Confirmation of Superintendents for Maine’s Department of Professional and Financial Regulation
March 19, 2010 Department of Professional and Financial Regulation Issues Consumer Alert on Door-to-Door Home Repair and Selling of Merchandise
November 24, 2009 State Board Fines Two Auctioneers and Revokes License
November 19, 2009 Department of Professional and Financial Regulation Issues Consumer Alert Regarding Door-to-Door Selling of Merchandise
September 30, 2009 Maine State Employees Combined Charitable Appeal (MSECCA) Begins 30th Campaign
June 30, 2009 State Agencies Issue Consumer Alert Urging Check on Door-to-Door Home Repair and Selling of Merchandise
June 15, 2009 Elder Abuse Awareness Day Recognized by Governor, State Agencies and Private Organizations
June 3, 2009 Department of Professional and Financial Regulation Encourages Check on Charities When Doubts Arise
January 14, 2009 State Board Revokes Auctioneer's License; Department Offers Consumer Protection Advice
July 31, 2008 Bureau of Financial Institutions Finds Low Foreclosure Numbers at Maine Banks and Credit Unions
June 18, 2008 Work Group to Address Health Insurance for Long Term Care Workers
June 13, 2008 Elder Abuse Awareness Day - June 15th
May 9, 2008 State Financial Regulators Seek Assistance for Flood Victims
March 20, 2008 Data Breach Protections for Consumers Outlined
March 7, 2008 Superintendent of Insurance Sworn-in by Governor
March 6, 2008 Governor and Department Highlight Financial Scams and Resources for Consumers
March 6, 2008 Bureau of Insurance Highlights Need for Flood Insurance
February 25, 2008 America Saves Week

February 22, 2007 Mortgage Company Settlements
January 11, 2007 Bureau of Financial Institutions Awarded Reaccreditation
August 30, 2005 Commissioner Bruenn Announces New Online License Renewal Applications for Maine Professionals
May 5, 2005 Governor Signs Bill Increasing Penalties for Credit Card “Skimming” - Legislation Targets New Identity Theft Problem
   

Bureau of Financial Institutions

January 23, 2012 Bureau of Financial Institutions Earns Reaccreditation from Conference of State Bank Supervisors
January 9, 2012 Bureau of Financial Institutions Promotes Advantages of Free and Low-Cost Accounts for the ‘Unbanked’ at Maine Banks and Credit Unions
December 27, 2011 Bureau of Financial Institutions Releases Third Quarter 2011 Foreclosure Data: New Home Foreclosure Starts Drop at Maine Banks and Credit Unions
October 18, 2011 Foreclosure Summary
June 24, 2011 Maine Banks and Credit Unions Home Foreclosure Survey for First Quarter of 2011
April 6, 2011 Home Foreclosures Increase at End of 2010
February 16, 2011 Data Breach- Day's Jewelers
January 3, 2011
December 28, 2010 Save and Protect Your Money Brochure
September 17, 2010 Bureau of Financial Institutions Reports Decrease in Completed Home Foreclosures and Delinquent Mortgage Loans at Maine-Chartered Banks and Credit Unions
July 28, 2010 First Quarter 2010 Foreclosure Data
March 24, 2010 Bureau of Financial Institutions Joins FDIC in Advising Consumers about Risks and Costs Associated with Blank Checks from Credit Card Issuers
March 15, 2010 Bureau of Financial Institutions Releases Quarterly Home Foreclosure Data from Maine Banks and Credit Unions
February 24, 2010 Maine’s Bureau of Financial Institutions Provides Details about New Credit Card Regulations and Serves as Resource for Consumers
December 14, 2009 Maine Bureau of Financial Institutions Urges Extra Care When Purchasing Gift Cards
September 21, 2009 Bureau of Financial Institutions’ Survey Shows Modest Upward Trend in Foreclosures at Maine Banks and Credit Unions But Significant Increase in New Mortgage Loan Activity
June 11, 2009 Bureau of Financial Institutions' Survey Shows Foreclosues Continue to Increase at Modest Rate
April 10, 2009 Bureau of Financial Institutions Releases Fourth Quarter 2008 Home Foreclosure Data
December 19, 2008 Bureau of Financial Institutions Releases Data Breach Impact Study
December 2, 2008 Department of Professional and Financial Regulation Issues Holiday Season Identity Theft Warning
November 17, 2008 Bureau of Financial Institutions' Survey Shows Slight Increase in Home Foreclosures
October 24, 2008 Maine Bureau of Financial Institutions Announces Student Financial Literacy Project
June 18, 2008 Maine’s Bureau of Financial Institutions Issues Warning About Phony E-mails Using Names of Banks and Credit Unions
January 11, 2007 Bureau of Financial Institutions Awarded Reaccreditation
March 24, 2005 Governor Nominates Lloyd LaFountain as Banking Superintendent
November 22, 2004 Bureau of Financial Institutions Announces New Consumer Information Web Site
   

Bureau of Insurance

December 2, 2011 Insurance Superintendent Urges Mainers to Plan for Winter by Checking Insurance Coverage
November 17, 2011 Bureau of Insurance Approves Requested 3.2% Decrease in Workers’ Compensation Loss Costs
August 25, 2011 Bureau of Insurance Urges Maine Residents to Prepare for Severe Weather Events
   

Bureau of Consumer Credit Protection

January 9, 2012 Bureau of Consumer Credit Protection Issues Consumer Protection Alert: “Crestridge Capital” is an Advance Fee Loan Scam, Not Located in Belgrade, Maine
November 23, 2011 Governor and Department Announce Waynflete School as Winner of New England Financial Literacy Challenge
November 4, 2011 Bureau of Consumer Credit Protection Orders Lender to Cease Taking Applications and Transfer Pending Mortgage Files
June 13, 2011 State Regulators Warn Consumers About Fake Lender: “North Lake Equity Group”
April 6, 2011 State Regulators Issue Consumer Alert: “Fairfield Brokerage” and “Oracle Lending Group” Are Fake Lenders and Not Located in Portland’s Time and Temperature Building
September 29, 2010 Bureau of Consumer Credit Protection Invites High Schools to Participate in Free Financial Literacy Challenge and Compete for Trip
July 19, 2010 Free Foreclosure Prevention Clinic This Thursday (July 22) in Sanford, Another in Bangor Next Month
June 8, 2010 State’s Home Foreclosure Prevention Program Continues to Expand and Assist Homeowners
June 4, 2010 Free Foreclosure Prevention Clinics to be Held
May 18, 2010 Maine to Join Nationwide Mortgage Licensing System
March 31, 2010 State Regulators Issue Consumer Protection Alert: 'Hoover Alliance Trust' Not A Real Lender
March 25, 2010 William Lund Reapointed to Lead Maine's Bureau of Consumer Credit Protection
February 12, 2010 State Takes Action to Protect Consumers from Unlicensed Debt Management and Mortgage Modification Company
December 8, 2009 Financial Literacy Programming to Air on Television Throughout Maine
November 29, 2009 Notice to Interested Parties Request for Comments and Notice of Public Hearing - Relating to the Adjustment of Non-Bank Mortgage Lender Fees to Fund Investigative and Legal Compliance Personnel
November 25, 2009 Attorney General Sues Unlicensed Forclosure Rescue/Mortgage Modification Companies
November 17, 2009 Proposed Rule: Adjustment of Non-Bank Mortgage Lender Fees to Fund Investigative and Legal Compliance Personnel
September 21, 2009 Reserve Cup Challenge Open to Maine High Schools - High Schools Urged to Take Credit Challenge
July 7, 2009 State Regulators Order Foreclosure Rescue Companies to Cease Doing Business in Maine
June 17, 2009 New Home Foreclosure Law and Services Highlighted
April 28, 2009 Loan Broker's License Revoked
February 19, 2009 State Regulators Warn Against “Westbrook Lending” Scam
January 9, 2009 Bureau of Consumer Credit Protection Issues Warning about Internet Payday Lenders
November 7, 2008 First New England Education Forum a Sucess
October 15, 2008 State Announces New Guide to Elder Financial Protection
August 3, 2008 State Agencies Highlight New Maine Law Intended to Protect Real Estate Buyers and Sellers
January 22, 2008 Changes to the Bureau of Financial Institutions Regulation 44 and Bureau of Consumer Credit Protection Chapter 550, “Mortgage Lending: Guidelines for Determining Reasonable, Tangible Net Benefit and Ability to Pay” and the “tangible net benefit” form.
January 15, 2008 Computation of "Total Loan Amount."
August 6, 2007 Regulators Halt Oklahoma Pay Day Lender
March 22, 2007 Mortgage Regulators Issue Consent Order against California Lenders
February 22, 2007 Consumer Complaints Lead to Mortgage Company Settlements
January 19, 2007 Connecticut Company's Mortgage Lending License Suspended
July 7, 2006 NY Debt Collector to Refund to Maine Consumers
Free Foreclosure Prevention Clinics to be Held
Capital Mortgage Group shut down
March 13, 2006 State to Study Predatory Mortgage Lending
March 3, 2006 Maine Consumers Targeted in Bogus Government Grant Scam
July 11, 2005 Mortgage Prepayment Penalties an Unpleasant Surprise for Many Consumers, say Regulators
   

Office of Professional and Occupational Registration

April 28, 2004 Governor Signs Legislation to Help Maine Military Personnel Retain Professional and Occupational Licenses
   

Office of Securities

January 13, 2012 Office of Securities Announces Investment Scam Sentencing in Federal Court
January 10, 2012 Office of Securities Encourages Investing in Business Opportunities, But Alerts Consumers to Potential for Fraud in Certain Ventures
December 1, 2011 Office of Securities Announces Initiative to Combat Elder Financial Abuse
November 8, 2011 Governor and Office of Securities Join ‘National Call-In Day’ on November 10th to Highlight Elder Financial/Investment Abuse
November 1, 2011 Maine Office of Securities Announces IARD System Fee Waiver For Investment Adviser Firms and Representatives
October 28, 2011 Maine Securities Administrator Highlights Fraud Risk Posed by Self-Directed IRAs and Urges Investors to Use Caution
October 14, 2011 Sentence Announced in Advance-Fee Loan Scheme
September 27, 2011 Maine's Office of Securities Announces Statewide “Financial Wellness” Conference
September 23, 2011 Office of Securities Highlights State and Federal Action to Stop Scheme Targeting Deaf Investors
September 1, 2011 Maine’s Office of Securities Releases Annual List of Top Investor Traps
July 8, 2011 Maine’s Office of Securities Announces Conviction of California-based Scammer Who Defrauded Maine Investors
June 15, 2011 Department of Professional and Financial Regulation Highlights Efforts to Fight Exploitation of Seniors on Elder Abuse Awareness Day
June 8, 2011 Maine’s Office of Securities Takes Action Against the Unlicensed Sale of Unregistered Investment Products
May 20, 2011 Office of Securities Announces Improvements to System for Checking Financial Advisers’ Disciplinary Records
May 12, 2011 Teachers from Across State Given Tools and Resources to Foster Financial Literacy Education in Maine Schools
April 14, 2011 Maine Office of Securities Announces Restitution Totals for 2010: Individual Investors and Investment Firms Benefit
May 22, 2006 State Securities Regulator Warns Citizens to Watch Out for Oil and Gas Scams
November 15, 2005 State Securities Regulator Warns Citizens to Protect Their Online Brokerage Accounts from "Stock Hackers"
September 09, 2005 State Securities Regulator Warns Citizens to Watch Out for Hurricane-Related Scams
April 25, 2005 Governor Praises New Securities Law;
Cites Consumer Protection and Pro-Business Capital Formation
March 9, 2005 Maine Office of Securities Protects Maine Investors from Florida-based Investment Company

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Last Updated: October 11, 2011